Other Financial Investment Activities Sector
Symbols
AAMC - ALTISOURCE ASSET MGMT COAAMTF - ARMADA MERCANTILE
AAN.CAV - ALEXANDER NUBIA INTERNATIONAL INC.
AAP.P.CAV - ALPHA PEAK LEISURE INC
AAX.CAV - ADVANCE GOLD CORP
AAXT - AAMAXAN TRANS GROUP
AB - ALLIANCEBERNSTEIN
ABAKF - ABERDEEN ASIA-PACIFIC
ABC.CAT - ASIA BIO-CHEM GROUP CORP
ABK.A.CAT - ALLBANC SPLIT CORP CL A CAP SHS
ABK.PR.C.CAT - ALLBANC SPLIT CORP PFD SHS CL C
ABP.H.CAV - ALBION PETE LTD
ABR.CAV - ASHBURTON VENTURES INC
ABV.CAV - ALGAE BIOSCIENCES CORPORATION
ACAS - AMERICAN CAPITAL
ACDP - AMERICAN COMMUNITY
ACGBY - AGRICULTURAL BANK CHIN
ACN.CAV - ASHER RESOURCES CORPORATION
ACP.CAV - ANSELL CAPITAL CORP
ACRZF - ACRO ENERGY
AEC.CAV - ARTISIAN ENERGY COR
AFAN - AF OCEAN INVESTMENT
AFIMF - AFRICA ISRAEL INVESTMENTS
AGA.CAV - ARGONAUT EXPL INC
AGF.B.CAT - AGF MANAGEMENT LTD. CL.B NV
AGFMF - AGF MGMT LTD
AGOE - AMERIGO ENERGY
AGP.CAV - AUGUST METAL CORP
AGT.CAT - ALLIANCE GRAIN TRADERS INC.
AHC.CAV - ARTHA RESOURCES CORP
AHFCF - ASTON HILL FINANCIAL
AHH - ARMADA HOFFLER PROPERTIES INC
AI - ARLINGTON ASSET INVESTMENT
AII.CAV - ALMONTY INDUSTRIES INC
AINV - APOLLO INVESTMENT
AIR.CAV - CLEANFIELD ALTERNATIVE ENERGY
AIX.CAV - ALIX RESOURCES CORP
AKH.CAV - ALASKA HYDRO CORPORATION
AL.CAV - ALITA RESOURCES LTD
ALI.CAV - ALTITUDE RES INC
ALLY-A - GMAC CAPITIAL TRUST
ALLY-B - ALLY FINANCIAL
ALO.CAV - ALSTON ENERGY INC.
ALPN - ALPINE MGMT SY
ALR.CAV - ALDER RESOURCES LTD
AMEN - AMEN PROPERTIES
AMG - AFFILIATED MANAGERS GROUP
AMLYY - AMP
AMO.CAV - ALTAN RIO MINERALS LIMITED
AMP - AMERIPRISE FINANCIAL
AMP-A - AMERIPRISE FINANCIAL
AMPL - AMPAL-AMERICAN ISRAEL
AMPLQ - AMPAL-AMERICA ISRAEL
AMR.CAV - AMAROK ENERGY INC
AMS.CAV - ALCHEMIST MNG INC
AN.CAV - ANTOFAGASTA GOLD INC
ANA.CAV - ANGUS MINING INC.
ANE.CAV - ALTAN NEVADA MINERALS LIMITED
ANF.CAV - ANFIELD NICKEL CORP.
ANK.CAV - ANGKOR GOLD CORP
ANY.CAV - SPHERE 3D CORP
AOS.CAV - ALBERTA OIL SANDS INC
AOX.CAV - ANDOVER MINING CORP.
APAM - ARTISAN PARTNERS ASSET MANAGEM
APO - APOLLO GLOBAL MGMT
APSA - ALTO PALERMO
APX.CAV - ASIA PACKAGING GROUP INC
AQT.P.CAV - AUMENTO CAP II CORP
ARCC - ARES CAPITAL
ARDC - ARES DYNAMIC CREDIT ALLOCATION
ARGGF - ARGO GROUP
ARH.CAV - ALTIMA RESOURCES LTD
ARN.CAV - ARCAN RESOURCES LTD
ARNH - THE AUTOMOTIVE RESOURCES
ARQTF - GIGASET
ARR - ARMOUR RESIDENTIAL REIT
ARR+ - ARMOUR RESIDENTIAL REIT 2007-7
ARR.CAV - ARCO RESOURCES CORP.
ASJP - ASPIRE JAPAN
ASJPE - ASPIRE JAPAN
ASL.CAV - ARGENTUM SILVER CORP.
ASWV - AMERICAN SMOOTH WAVE VENTURES
ASWVE - AMERICAN SMOOTH WAVE VENTURES
ASXFY - ASX
ATK.CAV - ATIKWA RESOURCES INC.
ATTC - ATLANTICA
ATW.CAV - ATMANCO INC
AUMY - AURIC MINING CO
AUTCF - AUTOCHINA INTL
AVD.CAV - AVIDUS MANAGEMENT GROUP INC.
AVNE - AVENTURA EQUITIES
AVU.CAV - AVRUPA MINERALS LTD.
AVX.CAV - ALTAIR GOLD INC.
AVZ.CAV - AVALA RESOURCES LTD.
AXC.P.CAV - ALEXANDRA CAP CORP
AXE.CAV - ACCELEWARE LTD.
AZIHY - AZIMUT HOLDINGS
AZL.CAV - AZUL VENTURES INC
BAOGF - ASTON HILL ADVANTAGE OIL
BAT.CAV - BATERO GOLD CORP.
BAY.CAV - ASTON BAY HLDGS INC
BBB.CAV - BRIXTON METALS CORPORATION
BBB.WT.CAV - BRIXTON METALS CORP WT EXP 08112013
BBGR - BEAUTY BRANDS GROUP
BBI.CAV - BLACKBIRD ENERGY INC.
BBM.CAV - BRANDENBURG ENERGY CORP
BCGOF - BCGOLD
BCN.CAV - BACANORA MINERALS LTD.
BCV - BANCROFT FUND
BDG.CAV - BULLDOG EXPLORATIONS LTD
BEN - FRANKLIN RESOURCES
BGD.CAV - BULLION GOLD RESOURCES CORP
BGF.P.CAV - BIG FIVE CAP CORP
BGHM - BINGHAM CANYON CORP COM
BGHME - BINGHAM CANYON CORP COM
BHCG - BLACKHAWK CAP GROUP BDC
BHY.UN.CAT - BROOKFIELD HI YLD STR INCOMFD UNITS
BK - BANK of NEW YORK MELLON
BKCC - BLACKROCK KELSO CAPITAL
BKP.CAT - C A BANCORP INC COM NEW
BKT.CAV - BROOKEMONT CAPITAL INC
BLK.CAV - BIRCH LAKE ENERGY INC
BLKE - BEAR LAKE RECREATION
BLKU - BLINK COUTURE
BLN.CAV - BLACKLINE GPS CORP COM NEW
BNBMF - PARTNERS VALUE FUND
BNL.P.CAV - BRANCO RES LTD
BOGSF - ASTON HILL OIL & GAS
BOMSF - MEDWELL CAPITAL
BON.CAV - BONAPARTE RES INC
BPCGF - BANCO COMMERCIAL PORTUGUES
BPY - BROOKFIELD PROPERTY PARTNERS
BRM.CAV - BIOREM INC
BSG.P.CAV - BLACK SPRINGS CAP CORP
BSH.CAV - BAYSHORE PETE CORP
BSP.CAV - BIG SKY PETROLEUM CORPORATION
BSRC - BIOSOLAR
BSSTF - BROOKFIELD SOUNDVEST
BTB.UN.CAT - BTB REIT
BTV.CAV - BLUERUSH MEDIA GROUP CORP
BWOWU - WOWJOINT HOLDINGS LTD UNIT
BX - BLACKSTONE GROUP
BXI.CAT - BIOEXX SPECIALTY PROTEINS LTD.
BYN.CAV - BANYAN GOLD CORP CL A
BZ.CAV - BENZ CAPITAL CORP.
BZ.P.CAV - BENZ CAP CORP
BZZ.CAV - BUZZ TELECOMMUNICATNS SVC INC
C-E - CITIGROUP CAP XVII
CAG.UN.CAT - COXE GLOBAL AGRIBUSINESS INCOM TR UNIT
CAGZW - CULLEN AGRICULTURAL HOLDINGS WTS
CAHS - COLONY AMERICAN HOMES INC
CAMG - CAM GROUP
CAP.CAV - CASTLE PEAK MINING LTD.
CAW.P.CAV - CROWSNEST ACQUISITION CORP.
CBCY - CENTRAL BANCOMPANY
CBCYB - CENTRAL BANCOMP CL B
CBGPY - CLOSE BROS GROUP
CBSJ - CREATIVE BEAUTY SUPPLY
CBU.CAT - FIRST ASSET CANBANC SPLIT CORP CL A
CBU.PR.A.CAT - FIRST ASSET CANBANC SPLIT CORP PFD
CBV.CAV - COBRA VENTURE CORP
CC.CAV - CASCADE RESOURCES LTD
CCF.CAV - COBALT COAL LTD.
CCH.CAV - C2C INDL PPTYS LTD COM NEW
CCK.CAV - CANADA COAL INC
CCU.CAV - COLUMBUS COPPER CORPORATION
CCW.CAV - CCT CAP LTD
CDE.CAV - CHALLENGER DEEP RESOURCES CORP.
CDI.CAT - CANELSON DRILLING INC
CDLVF - CNC DEVELOPMENT
CDW.UN.CAT - CANADIAN WIRELESS TR TR UNIT
CEC.CAV - COMPLIANCE ENERGY CORP
CEF - CENTRAL FUND of CANADA
CEF.A.CAT - CENTRAL FUND OF CANADA LTD. CL.A NV
CEF.U.CAT - CENTRAL FUND OF CANADA LTD. CL. A NV
CEI.CAV - CARMEN ENERGY INC.
CENC - CENTRA CAPITAL
CFD - NUVEEN DIVERSIFIED
CFI.CAV - CANADA FLUORSPAR INC.
CFIGY - CHALLENGER
CG - CARLYLE GROUP
CGM.CAV - CALIFORNIA GOLD MNG INC
CGRA - CGROWTH CAPITAL
CGSUF - CHINA TOPREACH UNITS 2007-23.1
CGW.CAV - CORAZON GOLD CORP.
CHAM - CHAMPION INVESTMENTS
CHIL - CHILL TECH INDUSTRIES
CHO.CAV - CHINA HEALTH LABS & DIAGNOSTICS LTD.
CHOD - CASTLE HOLDINGS
CIC.CAT - CANBANC INCOME CORP.
CIFAF - CI FINANCIAL
CIFC - CIFC CORP COMMON
CII.P.CAV - CORPORATE CATALYST ACQUISITION
CIL.CAV - CANOEL INTL ENERGY LTD
CIOXY - CIELO
CIQ.UN.CAT - CANADIAN HIGH INCOME EQUITY FU UNIT
CIX.CAT - CI FINANCIAL CORP.
CJX.P.CAV - CAYMUS RES INC
CKR.CAV - CARIBOU KING RESOURCES LTD.
CLEA - CLAIRE TECHNOLOGIES
CLKFF - CLARKE INC
CLNH - CENTERLINE HOLDING CO COM
CLO.A.CAT - ISHARES OIL SANDS INDEX FD UNIT ADV CL
CLO.CAT - iSHARES OIL SANDS INDEX FUND
CLW.P.CAV - CARLAW CAP IV INC
CLXS - COLLEXIS HOLDINGS
CMM.CAV - CASTLE MTN MNG CO
CMO.CAV - CLIFFMONT RES LTD
CMSQY - COMPUTERSHARE
CNA.CAV - CANASIA FINL INC CL A
CNHA - CONIHASSET CAPITAL
CNO.CAV - CALIFORNIA NANOTECHNOLOGIES
CNS - COHEN & STEERS
CNVT - CVF TECHNOLOGIES
CNWD - CHINA WOOD
COI.CAV - CANCEN OIL CDA INC
CONE - CYRUS ONE INC
COO.CAV - OFFSETTERS CLIMATE SOLUTIONS I
COSN - COSINE COMMUNICATIONS
COT.CAV - CRITICAL OUTCOME TECH INC
COV.CAV - COVALON TECHNOLOGIES LTD
COX.UN.CAT - COXE COMMODITY STRATEGY FD CL A UNITS
CPC.CAV - CANADIAN PLATINUM CORP
CPE.H.CAV - CAPITAL PRO EGAUX INC
CPP.CAV - CAPGAIN PPTYS INC
CQC.CAV - CAROLINA CAP CORP
CRI.CAV - CASTLE RESOURCES INC
CRP.CAT - CERES GLOBAL AG CORP
CRPFY - CORP FINANCE COLO
CRTZF - CORTEZ GOLD CORP
CRUI - CHINA RUTAI INTL HOLDINGS
CRV.CAV - CRESVAL CAP CORP
CRWE - CROWN EQUITY HOLDINGS
CSGJ - CHINA SHUANGJI CEMENT
CSL.CAV - COMSTOCK METALS LTD.
CSN.CAV - CRIMSON BIOENERGY LTD
CSP.P.CAV - CAPSTREAM VENTURES INC
CSV.CAV - CARACARA SILVER INC.
CTI.CAV - CAITERRA INTL ENERGY CORP
CTP.P.CAV - CREST PETE CORP
CUA.CAV - CUORO RESOURCES CORP.
CUBA - HERZFELD CARIBBEAN BASIN
CURN - CURRENCY EXCHANGE
CUT.CAV - CORTEZ GOLD CORP.
CUU.CAV - COPPER FOX METALS INC
CUV.CAT - CURIS RESOURCES LTD.
CVGC - COVENANT GROUP of CHINA
CVII - CONVERSION INDUSTRIES
CVR.CAV - CANADIAN OIL RECV & REMED ENT
CVTGF - CLAIRVEST GROUP
CVTPF - CVTECH GROUP INC
CWN.P.CAV - CWN MNG ACQUISITION CORP
CWYUF - CALLOWAY REAL ESTATE INVE
CXS.CAT - COUNSEL CORP
CXT.CAV - CRESO EXPLORATION INC.
CYB.CAT - CYMBRIA CORP SHS CL A
CYD.CAV - CAYDEN RESOURCES INC.
CZ.CAV - CASSIUS VENTURES LTD
DAFVF - DAIWA OFFICE INVESTMENT
DBV.CAV - DOUBLEVIEW CAP CORP
DCC.P.CAV - DEVCORP CAP INC
DEF.CAV - DEFIANCE SILVER CORP.
DEUBF - DEUTSCHE BETEILIGUNGS
DGDH - DADONGNAN HOLDINGS
DGS.CAT - DIVIDEND GROWTH SPLIT CORP CL A SHS
DGS.PR.A.CAT - DIVIDEND GROWTH SPLIT CORP PFD SHS
DH.CAT - DAVIS + HENDERSON CORPORATION
DHIL - DIAMOND HILL INVESTMENT
DHR.CAV - DISCOVERY HARBOUR RES CORP
DIL.H.CAV - DIGIFONICA INTL INC COM NEW
DLT.CAV - DELTA GOLD CORP
DOC.P.CAV - MHEALTH CAPITAL CORP.
DRE - DUKE REALTY
DRWN - A CLEAN SLATE
DSCY - DISCOVERY OIL
DSM.CAV - DACHA STRATEGIC METALS INC.
DSS.CAV - DIGITAL SHELF SPACE CORP.
DTX.CAT - DEETHREE EXPLORATION LTD.
DUN.CAV - DUNCASTLE GOLD CORP
DVV.CAV - DRIVEN CAP CORP
DX - DYNEX CAPITAL
DXA.CAV - DOXA ENERGY LTD.
DYU.CAV - DAWSON GOLD CORP.
EAG.CAV - EAGLE HILL EXPLORATION CORP
ECGP - ENVIT CAPITAL GROUP
ECH.CAV - ECHELON PETE CORP
ECPG - ENCORE CAPITAL GROUP
ED.CAV - EDGEFRONT RLTY CORP
ED.P.CAV - EDGEFRONT RLTY CORP
EDRG - EIGHT DRAGONS
EDV.CAT - ENDEAVOUR MINING CORPORATION
EDV.WT.A.CAT - ENDEAVOUR MINING CORP A WTS.
EDW.CAV - EDGEWATER EXPLORATION LTD
EEC.CAV - 88 CAP CORP
EFC - ELLINGTON FINANCIAL
EFN.CAT - ELEMENT FINANCIAL CORPORATION
EFT.CAV - EFT CANADA INC
EGX.CAV - ECUADOR GOLD AND COPPER CORP.
ELF.CAT - E-L FINANCIAL
ELS.CAV - EL TIGRE SILVER CORP.
ELY.CAV - ELY GOLD & MINERALS INC
EMO.CAV - EMERITA GOLD CORP
ENDTF - ENERVEST DIVERSIFD
ENF.CAT - ENBRIDGE INCOME FUND HOLDINGS INC.
ENT.CAV - ENTREC CORP
EPOR - EPIC
EQS - EQUUS TOTAL RETURN
EQU.CAT - EQUAL ENERGY LTD.
ERN.CAV - EARNY RES LTD
ESTRF - ESSTRA INDUSTRIES
ESVS - ENHANCED SERVICES CO
ESXB - COMMUNITY BANKERS TRUST CORP
ETV.P.CAV - EVERMOUNT VENTURES INC
EUZOF - EURAZEO
EV - EATON VANCE
EVR - EVERCORE PARTNERS
EVSV - ENVIRONMENT-SERVICES
EX.CAV - EXPLOREX RESOURCES INC.
EXA.CAV - EXPLORATION AURTOIS INC
EXC.CAV - ESSEX ANGEL CAP INC
EXX.P.CAV - EQUITORIAL CAP CORP
EY.CAV - EXTENWAY SOLUTIONS INC
FCD.UN.CAV - FIRM CAP PPTY TR UNIT
FCPA - FINANCE CO of PENN
FCS.PR.B.CAT - FAIRCOURT SPLIT TR PFD SER B
FCS.UN.CAT - FAIRCOURT SPLIT TR UNIT
FDFT - FOODFEST INTL
FDN.CAV - FOUNDATION RESOURCES INC.
FDR.CAV - FLINDERS RESOURCES LIMITED
FDR.WT.CAV - FLINDERS RES LTD WT EXP 041714
FDUS - FIDUS INVESTMENT
FEB.H.CAV - FUNCTIONAL TECH
FEI - FIRST TRUST MLP & ENERGY INC F
FEM.CAV - FERRUM AMERICAS MINING INC.
FEN.CAV - FORENT ENERGY LTD.
FENYF - FORENT ENERGY
FEQT - FIRST EQUITIES CORP
FER.CAT - CENTURY IRON MINES CORP
FFF.P.CAV - NORTHERN FRONTIER CORP
FFGI - FIREBRAND FINANCIAL GROUP
FGC.CAV - FRONTLINE GOLD CORPORATION
FGD.CAV - FIRST GLOBAL DATA LTD
FGF.CAV - CAPITAL DGMC INC
FIF - FIRST TRUST ENERGY
FIG - FORTRESS INVESTMENT GROUP
FII - FEDERATED INVESTORS
FKS.P.CAV - FOLKSTONE CAP CORP
FLY.CAV - FLYHT AEROSPACE SOLUTIONS LTD.
FMC.CAT - FORBES AND MANHATTAN COAL CORP.
FMG.CAV - FIRST MEXICAN GOLD CORP.
FMNL - FORUM NATIONAL INVESTMENT
FMX.CAV - FIRST MOUNTAIN EXPLORATION LTD.
FNGN - FINANCIAL ENGINES
FNINF - 49 NORTH RESOURCES
FNR.CAV - 49 NORTH RESOURCES INC.
FNTRF - FOUNDATION RESOURCES
FPC.CAV - FALCO PAC RESOURCE GROUP INC
FSD - FIRST TRUST HIGH INC LONG
FSH.CAV - AGRIMARINE HOLDINGS INC.
FSZ.CAT - FIERA CAP CORP CL A
FULL - FULL CIRCLE CAPITAL
FUND - ROYCE FOCUS TRUST
FVR.CAV - FINAVERA WIND ENERGY INC.
GAB-D - GABELLI EQUITY TRUST
GAB-H - GABELLI EQUITY TRUST
GAE.CAV - GREENANGEL ENERGY CORP.
GAIN - GLADSTONE INVESTMENT
GARS - GARRISON CAPITAL INC COMMON S
GBDC - GOLUB CAPITAL BDC
GBL - GAMCO INVESTORS
GCAAF - GUARDIAN CAPITAL
GCG.A.CAT - GUARDIAN CAPITAL GROUP LTD. CL.A NV
GCG.CAT - GUARDIAN CAP GROUP LTD COM NEW
GCPL - GLOBAL CAPITAL PARTNERS
GCR.CAV - GESPEG COPPER RES INC
GDL-B - GDL FUND
GDOT - GREEN DOT
GDR.CAV - GOLDEN DORY RESOURCES CORP
GDV-A - GABELLI DIVIDEND & INCOME
GDV-D - GABELLI DIVIDEND & INCOME
GEFI - GEO FINANCE CORP
GET.CAV - GEORGETOWN CAPITAL CORP
GFA.CAV - GOLDEN FAME RESOURCES CORP.
GFDV - GENERAL FINANCE & DIVIDEND
GFL.P.CAV - GULFSTREAM ACQUISITION 1 CORP
GFWQZ - PLM EQUIPMENT GROWTH
GGABF - GRUPO FINANCIERO GALICIA
GGAL - GRUPO FINANCIERO GALICIA
GGE.CAV - GREAT NORTHN GOLD EXPL
GGN-A - GAMCO GLOBAL GOLD NAT RESOURCE
GGN-B - GAMCO GLOBAL GOLD NATURAL RES PR E
GGT-B - GABELLI MULTIMEDIA TRUST
GIAI - GIA INVESTMENT
GIVPY - GRUPO DE INVERSIONES
GJB.CAV - GOLD JUBILEE CAPITAL CORP
GKL.CAV - GLOBAL KEY INVT LTD
GLAD - GLADSTONE CAPITAL
GLADP - GLADSTONE CAPITAL
GLCH - GLEACHER & CO
GMC.CAT - GEOVIC MINING CORP
GMEI - GAMBIT ENERGY
GMHLF - GAM HOLDINGS
GMHLY - GAM HOLDINGS
GMT.CAV - MERCATOR TRANSPORT GROUP CORP
GMV.CAV - GMV MINERALS INC
GNDIF - GENDIS
GOE.CAV - GOLDENEYE RES CORP
GON.CAV - GONDWANA GOLD INC
GOV.CAV - GEOVENCAP INC
GPKUF - GRAND PEAK CAPITAL
GRB.CAV - GREENBRIAR CAPITAL CORP
GRE.CAV - CHINA GREEN STAR AGRIC CORP
GRHI - GOLD ROCK HOLDINGS NEW
GRO.CAV - GOLD ROYALTIES CORPORATION
GROW - US GLOBAL INVESTORS
GRPI - GRUPO INTL
GRTK - GREENTEK
GS - GOLDMAN SACHS GROUP
GS.CAT - GLUSKIN SHEFF + ASSOCIATES INC.
GSI.CAV - GATEKEEPER SYS INC
GST.P.CAV - GOLDEN SUN CAP INC
GSVC - GSV CAPITAL
GSW.CAV - GREEN SWAN CAPITAL CORP
GSX.CAV - GOLDSTREAM MINERALS INC
GTA.CAV - GTA RESOURCES AND MINING INC.
GTARF - GTA RESOURCES & MINING
GUORY - GUOCOLEISURE
GUT-A - GABELLI UTIL TRUST
GVFGU - GEROVA FINANCIAL GROUP UNITS
GVHIB - GLOBAL VISION HOLDINGS
GVR.CAV - GOLDEN VIRTUE RESOURCES INC
GXX.P.CAV - GPS INVT CORP
GXY.CAV - GALAXY GRAPHITE CORP
HAC.A.CAT - HORIZONS SEASONAL ROTATION ETF UNIT ADVISOR CL
HAC.CAT - HORIZONS SEASONAL ROTATION ETF UNIT CL E
HALN - HALO COMPANIES
HAX.A.CAT - HORIZONS ACTIVE S&P60 IND COV UNIT ADVISO CL
HAX.CAT - HORIZONS ACTIVE S&P60 IND COV UNIT CL E
HAZH - HAZ HOLDINGS
HCAP - HARVEST CAPITAL CREDIT CORP
HE.CAT - HANWEI ENERGY SERVICES CORP.
HEG.CAT - HOMELAND ENERGY GROUP LTD
HG.P.CAV - HOLLAND GLOBAL CAP CORP
HGUBP - HIGHLANDS CAPITAL
HI.CAV - HIGHLAND COPPER COMPANY INC
HMB.CAV - HUMBOLDT CAP CORP
HMX.CAV - HUNT MINING CORP.
HN.CAV - HIGH NORTH RES LTD
HNNA - HENNESSY ADVISORS
HNT.CAT - HUNTINGDON CAPITAL CORP.
HNT.WT.CAT - HUNTINGDON CAP CORP WT EXP 123116
HOM.P.CAV - HOMBRE CAP INC CL A
HPCQ - HPC ACQUISITIONS
HPI.CAV - HIGHBURY PROJECTS INC
HPIL - HPIL HOLDINGS
HRC.CAV - HELIO RESOURCE CORP.
HRCOF - HIRCO PLC
HRE.CAV - STANS ENERGY CORP.
HREEF - STANS ENERGY CORP
HRGLY - HARGREAVES LANSDOWN
HRM.CAV - HUDSON RIV MINERALS LTD
HRN.CAV - HORN PETROLEUM CORPORATION
HRN.WT.CAV - HORN PETE CORP WT EXP 092013
HTR.CAV - HEATHERDALE RESOURCES LTD.
HUA.CAV - HUAXING MACHY CORP
HUS.U.CAT - HORIZONS UNIVERSA US BLACK SWAN ETF E
HUS.V.CAT - HORIZONS UNIVERSA US BLACK SWAN ETF ADV
HUT.A.CAT - HORIZONS UNIVERSA CDN BLK SWAN UNIT ADV CL
HUT.CAT - HORIZONS UNIVERSA CDN BLK SWAN UNIT CL E
HVV.CAV - HIGHVISTA GOLD INC
IAPLY - ICAP
IAU - iShares GOLD TRUST
ICH - INVESTORS CAPITAL
ICO.CAV - ICO THERAPEUTICS INC
ICOR - INTERCORE ENERGY
IDE.UN.CAT - ENERGY INDEXPLUS DIVID FD TR UNIT
IDEA - INVENT VENTURES
IDI+ - TIGER MEDIA INC WTS
IFA.CAV - IFABRIC CORP.
IFCI - IFCI INTL
IFHR - RHINO HUMAN RESOURCES
IFN - INDIA FUND
IGD.CAV - INTIGOLD MINES LTD.
IGDC - INDIGENOUS GLOBAL DEVELOPMENT
IGEN - IGEN NETWORKS CORP
IGIFF - IGM FINANCIAL
IGPAA - ISRAEL GROWTH PARTNERS
IGPUE - ISRAEL GROWTH PARTNERS ACQUISI
ILA.CAV - ILOOKABOUT CORP
ILE.CAV - ILEDOR EXPL CORP
IMU.CAV - BIOMMUNE TECHNOLOGIES INC
IMV.CAV - IMMUNOVACCINE INC.
INA.CAV - IONA ENERGY INC.
INC.UN.CAT - INCOME FIN UN
INNO - INNOCAP
IOT - INCOME OPPORTUNITY REALTY INVTRS
ITNM - INTL MONETARY
ITPC - INTREPID CAPITAL
ITRD - RAYSTREAM
ITRDD - RAYSTREAM
IVC.P.CAV - INTERCONNECT VENTURES CORP
IVSBF - INVESTOR
IVSBY - INVESTOR
IVZ - INVESCO
IX - ORIX
IXSV - INTERSECURITY HOLDINGS
JAHI - GUNDAKER/JORDAN AMERICAN
JAI.P.CAV - JDV CAP CORP
JCI.P.CAV - JM CAP II CORP
JEC.CAT - JURA ENERGY CORP. NEW
JIM.CAV - JIMINEX INC.
JLA - NUVEEN EQUITY PREMIUM
JMC.CAV - JOSEPHINE MINING CORP.
JMI - JAVELIN MTG
JNS - JANUS CAPITAL GROUP
JOC.CAV - JADELA OIL CORP.
JOV.CAT - JOVIAN CAPITAL CORPORATION
JPM-C - JP MORGAN CHASE CAPITAL
JPZ - NUVEEN EQUITY PREMIUM
JRL.P.CAV - JAVELINA RES LTD
JSN - NUVEEN EQUITY PREMIUM
JVNCF - JOVIAN CAPITAL
KBA.P.CAV - KILLBEAR ACQUISITION CORP
KCAP - KCAP FINANCIAL
KCMH - KCM HOLDINGS CORP
KCT.CAV - KENSINGTON CT VENTURES INC
KDNG - KADING COMPANIES SA
KED - KAYNE ANDERSON ENERGY DVPT
KES.CAV - KESSELRUN RESOURCES LTD.
KFN - KKR FINANCIAL HOLDINGS LLC
KFN- - KKR FINANCIAL HOLDINGS LLC SER
KGL.CAV - KILO GOLDMINES LTD.
KIPO - KEATING CAPITAL
KKR
KNX.CAV - KNICK EXPLORATION INC
KR.CAV - KR INVT LTD
KUB.CAV - CUB ENERGY INC.
KYN-E - KAYNE ANDERSON MLP
KYN-F - KAYNE ANDERSON MLP PR F
KYU.CAV - KAIYUE INTL INC
KZN.H.CAV - KAIZEN CAPITAL CORP
KZX.CAV - KAZAX MINERALS INC
LAT.CAV - LATIN AMERICAN MINERALS INC
LAZ - LAZARD
LBI.P.CAV - LIONS BAY CAP INC
LBOA - LBO CAPITAL
LBS.CAT - LIFE & BANC SPLIT CORP
LBS.PR.A.CAT - LIFE & BANC SPLIT CORP PFD
LCHL - DEFI GLOBAL
LCP.CAV - LATERAL CAP CORP
LCS.CAT - BROMPTON LIFECO SPLIT CORP COM CL A
LCS.PR.A.CAT - BROMPTON LIFECO SPLIT CORP PFD
LEHKQ - LEHMAN BROS HOLDINGS
LEHLQ - LEHMAN BROS HOLDINGS
LFD.H.CAV - LONGFORD ENERGY INC
LFLS - LOANS4 LESS.COM INC
LGF.CAV - LAURENTIAN GOLDFIELDS LIMITED
LHC.CAV - LONG HARBOUR EXPLORATION CORP.
LIQ.CAT - LIQUOR STORES N.A. LTD.
LK.CAV - LAKELAND RESOURCES INC.
LLG.CAV - MASON GRAPHITE INC.
LMD.CAV - LED MEDICAL DIAGNOSTICS INC.
LMG.CAV - LINCOLN MINING CORPORATION
LNG.CAV - LNG ENERGY LTD
LOT.CAV - TOMAGOLD CORPORATION
LQD.CAV - LIQUID NUTRITION GROUP INC
LQD.WT.CAV - LIQUID NUTRITION GROUP INC WT EXP 051316
LTTV - LATIN AMERICAN TELECOM
LTV.CAV - LEONOVUS INC.
LYD.CAT - LYDIAN INTERNATIONAL LTD
MABA - AMERICAN BIOGENETIC
MAE.CAV - MARITIME RESOURCES CORP.
MAIN - MAIN STREET CAPITAL
MAR.CAT - MARRET RESOURCE CORP.
MAY.CAT - MEADOW BAY GOLD CORP.
MBG.CAV - MALBEX RESOURCES INC.
MBOO - MEDBOOK WORLD
MCC - MEDLEY CAPITAL
MCC.CAV - MAGOR CORP
MCGC - MCG CAPITAL
MCR.CAV - MACRO ENTERPRISES INC.
MCW.CAV - MCW ENERGY GROUP LTD NEW
MDC.P.CAV - MADISON CAP CORP
MDLAY - MEDIOLANUM ADR
MEI.CAV - MANITOK ENERGY INC.
MEK.CAV - METALS CREEK RESOURCES CORP
MER-P - MERRILL LYNCH CAPTAL
MERR - MERRIMAN HOLDINGS
MFG - MIZUHO FINANCIAL GROUP
MFS.CAV - MEDIFOCUS INC
MFX.CAV - MINFOCUS EXPL CORP
MGCG - MYGLOBALCONCIERGE CO
MGXMF - MICROGENIX MFG
MICFF - MINT INCOME FUND
MIF.UN.CAT - MARQUEST CDN EQUITY INCOME FD TR UNIT
MIP.CAT - MIDDLEFIELD INCOME PLUSII CORP EQUITY SHS
MKA.CAV - MKANGO RES LTD
MKGLF - MARK ONE GLOBAL
MMA.CAV - MIDNIGHT SUN MINING CORP.
MMDAQ - MEGA MEDIA GROUP
MN - MANNING & NAPIER
MNGPF - MAN GROUP PLC
MNGPY - MAN GROUP
MNTR - MENTOR CAPITAL
MO.P.CAV - MONTAN CAP CORP
MOB.UN.CAV - NORTHWEST INTER HEALTHCARE PROPE REIT
MOC.CAV - MORUMBI RESOURCES INC.
MOI.P.CAV - MINCOM CAP INC
MORG - MORGAN FINANCIAL CORP
MORN - MORNINGSTAR
MOV.P.CAV - MOVARIE CAP LTD
MP.CAV - MICROPLANET TECH CORP
MPCIY - METRO PACIFIC INVESTMENTS
MPM.CAT - MARKLAND AGF PRECIOUS MTL CORP
MPT.CAV - MIDPOINT HLDGS LTD
MQBKY - MACQUARIE GROUP
MQIIF - MACQUARIE INTL INFRA
MQL.CAV - MARQUEE ENERGY LTD.
MQV.P.CAV - MARQUIS VENTURES INC
MRCC - MONROE CAPITAL
MRP.CAV - MIRA RESOURCES CORP.
MRW.P.CAV - MORRO BAY CAP LTD
MSDG - MERCO SUD AGRO FINANCIAL
MSR.CAV - MINSUD RES CORP
MTGE - AMERICAN CAPITAL MTG
MTH.CAV - MAMMOTH RESOURCES CORP.
MTR.P.CAV - MANTRA CAP INC
MTRE - MARKET & RESEARCH
MUTM - MUTUAL MERCHANT
MV.H.CAV - MERCARI ACQUISITION CORP
MVC - MVC CAPITAL
MVE.H.CAV - MARCHWELL VENTURES LTD
MVT.CAV - MAXTECH VENTURES INC
MWX.CAV - MEDWORXX SOLUTIONS INC CL A NEW
MXC.P.CAV - MARGAUX RED CAP INC
MXX.CAV - MATRRIX ENERGY TECHNOLOGIES IN
NAA.CAV - SIERRA IRON ORE CORPORATION
NAN-C - NUVEEN NEW YORK DVD ADV
NAN-D - NUVEEN NEW YORK DVD ADV
NAP.CAV - NAPIER VENTURES INC
NASRY - NANOSTART
NBO.P.CAV - NEBO CAP CORP
NCE.CAV - NESSCAP ENERGY INC
NCF.CAT - NORTHCLIFF RESOURCES LTD.
NCO.CAV - NUVOLT CORPORATION INC COM NEW
NCU-C - NUVEEN CALIFORNIA
NCU.CAT - NEVADA COPPER CORP.
NEE.CAV - NORTHERN VERTEX MINING CORP.
NEL.UN.CAV - NOBEL REAL ESTATE INVT TR UNIT
NEWS - NEWSTAR FINANCIAL
NGPC - NGP CAPITAL RESOURCES
NGX-C - NUVEEN MASS
NIA.P.CAV - NIAGARA VENTURES CORP
NIVM - NATIONAL INVESTMENT
NKG-C - NUVEEN GA MTPS-2015
NKG-D - NUVEEN GA MTPS-2015
NKG-E - NUVEEN GA MTPS-2015
NMB-C - NUVEEN MA DIVIDEND ADVANTAGE
NMFC - NEW MOUNTIAN FINANCE
NML.CAT - NEW MILLENIUM IRON CORP.
NMR - NOMURA HOLDINGS
NNA+ - NAVIOS MARITIME ACQUISITION WTS
NNC-E - NUVEEN NORTH CAROLINA
NNC-F - NUVEEN NORTH CAROLINA
NNC-G - NUVEEN NC DIVIDEND
NOAH - NOAH HOLDINGS
NOM - NUVEEN MO PREMIUM
NOU.CAV - NOUVEAU MONDE MNG ENTERPRISES
NOW.CAV - ASIA NOW RESOURCES CORP.
NPA.CAV - ALPHINAT INC
NRC.CAV - NMC RESOURCE CORP COM NEW
NRK-C - NUVEEN NY AMOUNT-FREE MUNI
NRL.CAV - NATAN RES LTD
NRT.CAV - BIG NORTH GRAPHITE CORP.
NSP.CAV - NATURALLY SPLENDID ENTERPR LTD
NSX.CAV - NSGOLD CORPORATION
NTE.CAV - NETWORK MEDIA GROUP INC.
NTSP - NETSPEND HOLDINGS
NTUR - NATURAL BLUE RESOURCES
NTX-C - NUVEEN TEXAS QUALITY
NVK.CAV - NOVIK INC
NVX-A - NUVEEN CA DIVIDEND
NVX-C - NUVEEN CA DIVIDEND
NVX.CAV - NV GOLD CORP
NVY - NUVEEN PA DIVIDEND
NVY-C - NUVEEN PENNSYLVALIA
NXC.CAT - NEXC PARTNERS CORP SHS CL A
NXE.CAV - NEXGEN ENERGY LTD
NXJ - NUVEEN NJ DIVIDEND ADVANTAGE MUNI C
NXJ-A - NUVEEN NJ DIVIDEND
NXK-C - NUVEEN NY DIVIDEND
NXM - NUVEEN PA DIVIDEND
NXM-C - NUVEEN PENNSYLVALIA
NZH - NUVEEN CA DIVIDEND ADV MUNI 3 COMMON
NZH-A - NUVEEN CA DIVIDEND
NZH-B - NUVEEN CA DIVIDEND
NZH-C - NUVEEN CA DIVIDEND
OAK - OAKTREE CAPITAL GROUP
OAK.CAV - SHELTERED OAK RES CORP
OAU.CAV - OREMEX GOLD INC
OCA.P.CAV - OVID CAP VENTURES INC
OCN.CAV - OCEANUS RES CORP
OCS.UN.CAT - OCP CREDIT STRATEGY FUND
ODMTY - OLD MUTUAL
ODS.CAV - ODESIA GROUP INC
OFR.UN.CAT - FLOATING RATE INCOME FD UNIT
OIC.P.CAV - ONECAP INVT CORP
OLA.CAV - OLYMPIC RES LTD CDA
OM.CAV - ONE MOVE TECHNOLOGIES INC
OODH - ORION DIVERSIFIED HOLDINGS
OOO.CAV - OTIS CAPITAL CORP
OPG.CAV - OPEN GOLD CORP
ORXCF - ORIX
OSBHF - OSLO BORS HOLDINGS
OSL.UN.CAT - OCP SR CR FD TR UNIT
OUP.P.CAV - ORIANA RES CORP
OVX.H.CAV - OCULUS VENTURES CORP COM NEW
OY.CAV - OYSTER OIL & GAS LTD
OZM - OCH-ZIFF CAPITAL MGMT
PAD.CAV - PARTA DIALOGUE INC
PAL.CAV - PARALLEL MNG CORP
PAO.CAV - PAN AFRICAN OIL LTD
PAR.UN.CAT - PARTNERS REIT
PCC.P.CAV - POCML 2 INC
PCD.UN.CAT - PATHFINDER CONV DEB FD UNIT
PCHN - NORTHRIDGE VENTURES
PCQ.CAV - PETROLYMPIC LTD
PCR.CAV - PINECREST RES LTD
PDQ.CAV - PETRODORADO ENERGY LTD.
PEY.CAT - PEYTO EXPLORATION & DEVELOPMENT CORP.
PF.CAV - PRIMA FLOURSPAR
PFC.CAV - PETROFRONTIER CORP.
PFLT - PENNANTPARK FLOATING RATE
PFNL - PLYMOUTH FINANCIAL
PFSI - PENNYMAC FINANCIAL SERVICES INC
PGC.CAV - PLATO GOLD CORP.
PGID - PEREGRINE INDUSTRIES
PGN.H.CAV - PGNX CAP CORP
PGS.CAV - PAGET MINERALS CORP.
PGZ.CAV - PAN GLOBAL RESOURCES INC.
PHYH - PHYSICIANS HEALTH CARE MGMT
PIA.CAV - PACERPARTNERS INC.
PJC - PIPER JAFFRAY COMPANIES
PKK.CAV - PEAK POSITIONING TECHNOLOGIES
PLP.P.CAV - PLICIT CAP CORP
PLTI - PLATCOM
PMDX - PALMDALE EXECUTIVE HOMES
PMO.H.CAV - PRIME CITY ONE CAPITAL CORP
PNH - PNC CAPITAL TRUST
PNNT - PENNANT PARK INVESTMENT
PNPFF - PINETREE CAPITAL
PNS.CAV - PINESTAR GOLD INC.
PNSNQ - PENSON WORLDWIDE
POC.CAV - PACIFIC IRON ORE CORP
POFNF - POWER FINANCIAL
PPCI - PRESSURE PIPING COMPONENT
PPJE - PPJ ENTERPRISES
PPK.P.CAV - PROSPECT PK CAP CORP
PPP.CAV - PARLANE RESOURCE CORP
PRPM - PROTEK CAPITAL
PRV.UN.CAV - PRO REAL ESTATE INVT TR TR UNIT
PRZFF - PRIZE MINING CORP
PSEC - PROSPECT CAPITAL
PSF - COHEN & STEERS SELECT
PSR.CAT - POLAR STAR MINING CORPORATION
PTC.CAV - PETROX RES CORP
PTG.CAV - PIVOT TECHNOLOGY SOLUTIONS INC
PTU.CAV - PUREPOINT URANIUM GROUP INC.
PUM.CAV - PUMA EXPLORATION INC.
PV.CAV - PROVIDENCE RESOURCES CORP.
PVD - AFP PROVIDA
PVF.CAV - PARTNERS VALUE FUND INC.
PVH.CAV - PACIFIC VECTOR HOLDINGS INC.
PVI.CAV - PRO TRANS VENTURES INC NEW
PVX.CAV - PANTHEON VENTURES LTD
PWRV - POWER of THE DREAM
PXIA - PHOENIX INDIA ACQUISITIO
PYR.CAV - PYROGENESIS CANADA INC.
PZN - PZENA INVESTMENT
QIA.CAV - QUIA RESOURCES INC.
QIT.CAV - QUINTO REAL CAP CORP
QLTS - Q LOTUS HOLDINGS
QQQX - NASDAQ PREMIUM INCOME & GROWTH
QRL.P.CAV - QUARTET RES LTD
QRS.CAV - QRS CAP CORP
QUCT - QUEEN CITY INVESTMENT
RAND - RAND CAPITAL
RBJM - ROBERT JAMES & ASSOCIATES
RBS-E - RBS CAPITAL FUNDING TRUST
RBS.CAT - R SPLIT III CORP CAP SHS
RBS.PR.B.CAT - R SPLIT III CORP PFD CL B SER 1
RCB.CAT - RED CRESCENT RESOURCES LIMITED
RCC.P.CAV - RED ROCK CAP CORP NEW
RCG - RENN GLOBAL ENTREPRENEURS
RDG.CAV - RIDGEMONT IRON ORE CORP
RDTK - RADTEK
RDWD - REDWOOD GROUP
REOND - RESOLUTE ONCOLOGY INC NEW COM
RES.CAT - RARE ELEMENT RESOURCES LTD
RGT.CAT - ROCKGATE CAPITAL CORP.
RGX.CAV - ARGEX TITANIUM INC.
RHA.CAV - ANNIDIS CORP
RIF.CAV - RIFT BASIN RESOURCES CORP.
RIN.CAT - RESINCO CAPITAL PARTNERS INC.
RLE.CAV - RIDGELINE ENERGY SERVICES INC
RLJ - RLJ LODGING
RM - REGIONAL MGMT
RMS.CAV - RMS SYSTEMS INC
RMT - ROYCE MICRO-CAP TRUST INC
RNCG - RENAISSANCE CAPITAL GROUP
RODN - AVICENNA GLOBAL CORP COMMON
RODNE - AVICENNA GLOBAL CORP COMMON
ROICU - RETAIL OPPORTUNITY INVESTMENTS
ROICW - RETAIL OPPORTUNITY INVESTMENTS
RRC.CAV - ROCKRIDGE CAPITAL CORP.
RRD.P.CAV - RICHMOND RD CAP CORP
RRL.CAV - RELENTLESS RES LTD
RSA.P.CAV - ROSA CAPITAL INC.
RTH.CAV - RATHDOWNEY RESOURCES LTD
RTU.UN.CAT - CDN RESOURCES UN
RUG.CAV - RUGBY MINING LIMITED
RUM.CAV - ROCKY MTN LIQUOR INC
RVT - ROYCE VALUE TRUST
RYA.H.CAV - RAYSTAR CAPITAL LTD COM NEW
RYJ - GUGGENHEIM RAYMOND JAMES SB
SAB.P.CAV - SABER CAP CORP
SAH.CAV - SAHARA ENERGY LTD.
SAI.CAV - SUNSHINE AGRI-TECH INC
SAL.CAV - SALMON RIVER RESOURCES LTD
SAR - SARATOGA INVESTMENT
SBG.P.CAV - SPIRIT BEAR CAP CORP
SBN.CAT - S SPLIT CORP COM CL A
SBN.PR.A.CAT - S SPLIT CORP PFD SHS
SBO.H.CAV - SCHWABO CAPITAL CORP
SBST - SUNBURST ALLIANCE
SCA.CAV - SAVARY GOLD CORP
SCG.CAV - SELECTCORE LTD
SCG.WT.CAV - SELECTCORE LTD WT EXP 092015
SCM - STELLUS CAPITAL
SCQ.P.CAV - SOPHIA CAP CORP
SCQO - SMSA KATY
SCT.CAV - BLUESCOUT TECHNOLOGIES LTD
SCZ.CAV - SANTACRUZ SILVER MINING LTD.
SEIC - SEI INVESTMENTS
SEL.CAV - PENFOLD CAP ACQUISITION IV CRP
SEW.CAV - SEAWAY ENERGY SERVICES INC
SFX.CAV - SILVORE FOX MINERALS CORP
SG.CAV - SG SPIRIT GOLD INC COM NEW
SGAMF - SEGA SAMMY HOLDINGS
SGAMY - SEGA SAMMY HOLDINGS
SGGH - SIGNATURE GROUP HOLDINGS
SGH.CAV - STANDARD GRAPHITE CORPORATION
SGTWF - SGOCO TECH LTD WTS
SH.CAV - SOUTHERN HEMISPHERE MNG LTD
SHG.CAV - SHIELD GOLD INC
SI.CAV - STRATTON RESOURCES INC.
SIA.U.CAT - SKYLON INTERNATIONAL ADVANTAGE TR
SIA.UN.CAT - SKYLON INTL ADVANTAGE YIELD TR UNIT SER A
SIO.CAV - SENSIO TECHNOLOGIES INC
SKAJ - SKAJAQUODA GROUP
SKLKY - SHINSEI BANK
SLAW - ST LAWRENCE ENERGY
SLFPF - STANDARD LIFE
SLFPY - STANDARD LIFE
SLK.P.CAV - SILK RD ENERGY INC
SLM.CAV - SLATER MINING CORPORATION
SLN.CAV - EPALS CORPORATION
SLRC - SOLAR CAPITAL
SMCG - MILLENNIUM INDIA
SME.CAV - SAMA RESOURCES INC.
SMP.CAV - STRATA MINERALS INC.
SMRN - SMARTAG INTL
SMY.CAV - SEARCH MINERALS INC
SNI.PR.A.CAV - SONOR INVTS LTD PREF 1ST 9%
SNY.CAV - SUNDANCE ENERGY CORPORATION
SOHL - SOUTHERN TRUST SECURITIES
SOJ.P.CAV - SOJOURN VENTURES INC
SOL.CAV - SOLTORO LTD
SOR - SOURCE CAPITAL INC COMMON
SOV.CAV - SOLDI VENTURES INC.
SPA.CAV - SPANISH MOUNTAIN GOLD LTD.
SPB.CAT - SUPERIOR PLUS CORP.
SPE- - SPECIAL OPPORTUNITIES
SPN.CAV - SNIPP INTERACTIVE INC
SPP.CAV - SPOT COFFEE (CANADA) LTD.
SPY.CAV - SPRYLOGICS INTERNATIONAL CORP
SQD.CAV - SQI DIAGNOSTICS INC
SR.P.CAV - SCORPION RES INC CDA
SRA.P.CAV - STRIA CAPITAL INC.
SRG.CAV - SUNRIDGE ENERGY CORP
SRJ.CAV - SPEARMINT RES INC
SRK.CAV - STRIKE GRAPHITE CORP.
SRN.CAV - SUROCO ENERGY INC
SSM.CAV - SUNSET COVE MINING INC.
SSP.CAV - SANDSPRING RESOURCES LTD.
SSR.CAV - SILVER SHIELD RESOURCES CORP
STQ.CAT - INCOME STREAMS III CORP CAP YLD SHS
STQ.E.CAT - INCOME STREAMS III CORP EQUITY DIV SHS
STU.P.CAV - SOUTHTECH CAP CORP
SUNS - SOLAR SENIOR CAPITAL
SVCTF - SENVEST CAPITAL INC
SVNLY - SVENSKA HANDELSBANKEN
SVS.CAV - SOLARVEST BIOENERGY INC
SVV.CAV - SOLVISTA GOLD CORPORATION
SVVC - FIRSTHAND TECH
SWD.CAT - SUNWARD RESOURCES LTD.
SWKH - SWK HOLDINGS
SWRF - SWORDFISH FINANCIAL
SWS - SWS GROUP
SWZH - SWEETSKINZ HOLDINGS
SXE.CAV - STRATA-X ENERGY LTD.
SZZ.H.CAV - SERENO CAPITAL CORPORATION
TAG.P.CAV - TAGGART CAP CORP
TAJ.CAV - TAJIRI RESOURCES CORP.
TAK.CAV - TAKU GOLD CORP.
TALC - TAL CAP INC
TCAP - TRIANGLE CAPITAL
TCC.CAV - TARSIS RESOURCES LTD.
TCF.CAV - CBM ASIA DEVELOPMENT CORP.
TCI - TRANSCONTINENTAL REALTY
TCPC - TCP CAPITAL CORP
TCR.CAV - TORCH RIVER RESOURCES LTD
TCRD - THL CREDIT
TCT.UN.CAT - TOP 10 CANADIAN FINANCIAL TR UNIT
TCZ.CAT - TRIDENT PERFORMANCE CORP II CL A SHS
TDW.CAV - TOUCHDOWN RES INC COM NEW
TEE.P.CAV - TLO CAP CORP
TEI.CAV - TOSCANA ENERGY INCOME CORPORATION
TETAA - TETON ADVISORS
TGF.UN.CAT - TIMBERCREEK GLOBAL REAL ESTATE UNIT CL A
TGOPF - 3I GROUP
TGOPY - 3I GROUP
THH.CAV - THEIA RESOURCES LTD
TICC - TICC CAPITAL
TII.CAV - TERRA FIRMA CAPITAL CORP
TIN.CAV - EUROTIN INC
TKK.CAV - TAKARA RESOURCES INC
TMC.CAT - TIMBERCREEK MORTGAGE INVEST
TMD.CAV - TITAN MEDICAL INC
TMD.WT.A.CAV - TITAN MED INC WT EXP 062116
TMD.WT.B.CAV - TITAN MED INC WT EXP 122216
TMD.WT.C.CAV - TITAN MED INC WT EXP 031318
TMV.CAV - 3MV ENERGY CORP
TN.UN.CAT - TRUE NORTH APT REAL ESTATE INV UNIT NEW
TNG.CAV - TRANSGAMING INC
TOMZ - TOMI ENVIRONMENTAL SOLUTIONS
TPN.CAV - TAIPAN RESOURCES INC
TRF.UN.CAT - FIRST ASSET ENERGY & RES FD UNIT LTD PRTNS
TRIE - TIRE INTL
TRL.CAT - TRIMEL PHARMACEUTICALS CORPORATION
TRL.WT.A.CAT - TRIMEL PHARMACEUTICALS CORP WT EXP 000015
TRL.WT.CAT - TRIMEL PHARMACEUTICALS CORP WT EXP 071413
TRN.CAV - TRINCAN CAPITAL CORP COM NEW
TROW - T ROWE PRICE
TRWS - TRUEWEST
TSP.CAV - TITANSTAR PPTYS IN
TSSI - TSS
TTG.CAV - TRIDENT GOLD CORP
TTL.P.CAV - TRIOX LTD ORDINARY SHS
TUR.CAV - TURNBERRY RES LTD
TWY.CAV - TWYFORD VENTURES INC
TX.CAT - TUCKAMORE CAPITAL MANAGEMENT INC.
TYG-B - TORTOISE ENERGY
TYY - TORTOISE ENERGY CAPITAL COMMON
TYY-C - TORTOISE ENERGY CAPITAL
TZR.CAV - TERRACE ENERGY CORP.
UAX.CAV - ATHABASCA URANIUM INC.
UBAA - URBANA
UCHN - USCHINA TAIWAN
UCM.H.CAV - UPPER CANYON MINERALS CORP
UCMT - UNIVERSAL CAPITAL
UCU.CAV - UCORE RARE METALS INC.
UFEFF - URANIUM FOCUSED ENERGY
UHO.CAV - UNITED HUNTER OIL & GAS CORP
UI.CAV - URBANIMMERSIVE TECHNOLOGIE INC
UIBGF - UIB GROUP
UNCFF - UNICREDIT
UNT.P.CAV - UNITE CAP CORP
URNAF - URBANA
VALU - VALUE LINE
VDO.CAV - NEVADO RES CORP COM CL A
VDR.CAV - VENDOME RES CORP
VFX.CAV - VIRTUTONE NETWORKS INC
VGN.CAV - GREENCASTLE RESOURCES LTD
VIGS - VISION GLOBAL SOLUTIONS
VIK.CAV - PETRO VIKING ENERGY INC.
VLE.CAT - VALEURA ENERGY INC.
VLV.CAV - VENERABLE VENTURES LTD
VOL.CAV - VOLCANIC METALS CORP.
VPR.CAV - VIPER GOLD LTD.
VPT.CAV - VENTRIPOINT DIAGNOSTICS LTD.
VRHD - VR HOLDINGS
VRTS - VIRTUS INVESTMENT
VSI.CAV - VENDTEK SYSTEMS INC
VVX.CAT - VOODOOVOX INC.
VYC.CAV - VANITY CAP INC
WAGE - WAGEWORKS
WAN.CAV - WANTED TECHNOLOGIES CORP
WAS.P.CAV - WATUSI CAP CORP
WASM - WESTMOUNTAIN ASSET
WAT.CAV - WATERLOO RESOURCES LTD
WAV.P.CAV - PEPCAP VENTURES INC
WAY.P.CAV - WAY VENTURES INC
WBI.CAV - WELICHEM BIOTECH INC COM NEW
WCI.P.CAV - WEDONA CAP INC
WCM.A.CAT - WILMINGTON CAP MGMT INC CL A NON-VTG
WCSY - WEALTHCRAFT SYSTEMS
WD - WALKER & DUNLOP
WETF - WISDOMTREE INVESTMENTS
WETM - WESTMOUNTAIN ALTERNATIVE
WFG.CAV - WATERFRONT CAP CORP
WFGCF - WATERFRONT CAPITAL
WFS.CAT - WORLD FINL SPLIT CORP CL A NEW
WFS.PR.A.CAT - WORLD FINL SPLIT CORP PFD
WGMI - WIN GLOBAL MARKETS
WHF - WHITEHORSE FINANCE
WHG - WESTWOOD HOLDINGS GROUP
WHN.CAV - WESTHAVEN VENTURES INC
WHR.P.CAV - WESTHAM RES CORP
WIF.CAV - WINDFIRE CAP CORP
WIL.CAV - WILTON RES INC
WILD - WILD CRAZE
WKN.P.CAV - WHITEKNIGHT ACQUISITION II INC
WMI.CAV - WHETSTONE MINERALS LTD.
WMT.CAV - WEST MOUNTAIN CAP CORP
WNMLA - WINMILL & CO
WON.H.CAV - HARVEST ONE CAP INC
WORC - WAKE UP NOW
WORGF - WORLD ORGANICS
WPP.CAV - WESTERN PLAINS PETROLEUM LTD.
WSC.CAV - WEST ST CAP CORP
WSLR - WHISTLER
WSSSQ - WALL STREET STRATEGIES
WSV.P.CAV - W 7 ACQUISITION CORP
WT.P.CAV - WANGTON CAP CORP COM NEW
WTR.CAV - WESTCORE ENERGY LTD
XAG.CAV - XTIERRA INC
XDRC - XEDAR CORP
XHB.CAT - iSHARES DEX HYBRID BOND INDEX FUND
XHM.A.CAT - STAR HEDGE MANAGERS CORP CL A
XI.CAV - EXCLAMATION INVTS CORP
XLM.CAV - EXCELLIUM INC
XLRM - XLR MEDICAL
XME.CAV - XMET INC.
XMF.A.CAT - M SPLIT CORP CAP SHS
XMF.PR.B.CAT - M SPLIT CORP PFD SHS CL I
XMF.PR.C.CAT - M SPLIT CORP PFD SHS CL II
XPF.CAT - ISHARES S&P / TSX NORTH AMERN UNIT
XRG.CAT - XINERGY LTD.
XX.CAV - AVANTE LOGIXX INC
XXCCA - BOSTON CAPITAL TAX
XXCCH - BOSTON CAP TAX-CREDIT
XXJVA - BOSTON CAPITAL TAX
XXJZA - BOSTON CAPITAL TAX
XYL.CAV - XYLITOL CANADA INC.
XYM.CAT - STAR PORTFOLIO CORP STARYLD MG CL SH
YAK.CAV - MONGOLIA GROWTH GROUP LTD.
YEL.CAV - MACUSANI YELLOWCAKE INC
YMI.CAT - YELLOWHEAD MINING INC.
YORI - YORA INTL
YUXXF - YUEXIU REAL ESTATE
YYSSL - BOSTON CAPITAL TAX
ZC.CAV - ZIMTU CAPITAL CORP
ZFR.CAV - ZEPHYR MINERALS LTD
ZGG.CAV - Z-GOLD EXPLORATION INC.
ZIP.H.CAV - ZIPLOCAL INC
ZIPG - ZIPGLOBAL HOLDINGS
ZKL.CAV - CHINA KELI ELEC CO LTD
ZNN.CAV - ZENN MOTOR COMPANY INC
ZON.CAV - ZONTE METALS INC.
ZOO.CAV - ZOOLANDER CORP COM NEW
ZOR.P.CAV - ZORRO CAP INC
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