Securities and Commodity Contracts Intermediation and Brokerage Sector
Symbols
ABWG - AB WATLEY GROUPAMTD - TRADE AMERITRADE HOLDINGS
ATMA - ATM CAPITOL
BBVXF - BANCO BILBAO VIZCAYA
BDCGD - BONDS.COM GROUP
BFHI - BEDFORD HOLDINGS
BGCP - BGC PARTNERS
BLK - BLACKROCK
BNS - BANK of NOVA
BRE.CAT - BROOKFIELD REAL ESTATE SERVICES INC.
CCORF - CANACCORD FINANCIAL
CF.CAT - CANACCORD FINANCIAL INC.
CF.PR.A.CAT - CANACCORD FINL INC CV RSET PFD-A
CF.PR.C.CAT - CANACCORD FINL INC CUM5YR 1ST PFD-C
CLMS - CALAMOS
CNGI - CONCORDIS GROUP
COUV - CORPORATE UNIVERSE
COWN - COWEN GROUP
CPFH - CAPITAL FINANCIAL
CTNO - CARLTON COMPANIES
CXI.CAT - CURRENCY EXCHANGE INTERNATIONAL CORP.
CXI.WT.S.CAT - CURRENCY EXCHANGE INTL CORP WT 090913 REGS
DAA.CAT - POWERSHARES DB AGRI DOUBLE LONG ETN
DAD.CAT - POWERSHARES DB AGRI DOUBLE SHORT ETN
DGJ.CAT - POWERSHARES DB GOLD DOUBLE SHORT ETN
DGU.CAT - POWERSHARES DB GOLD DOUBLE LONG ETN
DMCD - DETWILER FENTON GROUP
DOE.CAT - POWERSHARES DB CRUDE OIL DOUBLE SHRT ETN
ECMN - ECHAPMAN
EQI.CAT - EQUITY FINL HLDGS INC
ETFC - E*TRADE FINANCIAL CORP
FBRC - FBR & CO COMMON
FMFN - FIRST MONTAUK FINANCIAL
FTGI - FINOTEC GROUP
FXCM
GAHC - GLOBAL ARENA HOLDINGS
GCAP - GAIN CAPITAL HOLDINGS
GDE.A.CAV - GC GLOBAL CAP CORP
GFIG - GFI GROUP
GHL - GREENHILL & CO
GMP.CAT - GMP CAPITAL INC.
GMP.PR.B.CAT - GMP CAP INC PFD-B 5YR REST
GPK.CAV - GRAND PEAK CAPITAL CORP.
HAR.CAT - HARMONY ASSET LTD
IAM.CAT - INTEGRATED ASSET MANAGEMENT CP
IBKR - INTERACTIVE BROKERS GROUP
IGM.CAT - IGM FINANCIAL INC.
IGM.PR.B.CAT - IGM FINANCIAL INC 1ST PFD SER B
INTL - INTL FCSTONE
ITG - INVESTMENT TECH GROUP
JLIC - JESUP & LAMONT
JMP - JMP GROUP
KCG - KNIGHT CAPITAL GROUP
KEY-F - KEYCORP CAP X
LM - LEGG MASON
LMI - LEGG MASON
LPLA - LPL FINANCIAL HOLDINGS
LTS - LADENBURG THALMAN
MER-K - MERRILL LYNCH CAP TRUST I
MFGLQ - MF GLOBAL HOLDINGS
MIDS - MIDASTRADE.COM
MKTSQ - DIRECT MARKETS HOLDINGS CORP
MKTX - MARKETAXESS HOLDINGS
MQA.UN.CAT - MACQUARIE EMERGING MKTS UNIT
MS - MORGAN STANLEY
NBG - NATIONAL BANK of GREECE
NCPI - NORTIA CAPITAL PARTNERS
NDXFF - NOVADX VENTURES CORP
NHLD - NATIONAL HOLDINGS
NTFL - NETWORK 1 FINANCIAL GROUP
OFS - OFS CAPITAL
OFSI - OMNI FINANCIAL SERVICES
OHAQ - ORACLE HEALTH CARE
ONEXF - ONEX CORP
OPBL - OPTIONABLE
OPY - OPPENHEIMER HOLDINGS
PAMI - PAM HOLDINGS
PHS.U.CAT - SPROTT PHYSICAL SILVER TRUST USD
PHY.U.CAT - SPROTT PHYSICAL GOLD TRUST
PLCC - PAULSON CAPITAL
PLMT - PALMETTO BANCSHARES
PNCR - PINECREST INVESTMENT GROUP
RBCF - RUBICON FINANCIAL
RF.H.CAV - NORROCK RLTY FIN CORP CL A
RJF - RAYMOND JAMES FINANCIAL
SCHW - CHARLES SCHWAB
SF - STIFEL FINANCIAL
SF.CAV - SILVER FIELDS RESOURCES INC
SFNS - SUMMIT FINANCIAL SERVICES
SIEB - SIEBERT FINANCIAL
SNR.CAV - SENATOR MINERALS INC
SNRS - SUNRISE CONSULTING GROUP
SPXCF - SINGAPORE EXCHANGE
SPXCY - SINGAPORE EXCHANGE
STDR - STANDARD DRILLING
STT - STATE STREET
TCP.CAT - TRIDENT PERFORMANCE CORP CL A SHS
TLC.CAV - TALLGRASS ENERGY CORP.
TRH.UN.CAT - TRIAX DIVERSIFIED HI-YIELD TR TR UNIT
USO - UNITED STATES OIL
WDR - WADDELL & REED FNANCIAL
WISH - WRIGHT INVESTORS SERVICE HOLDINGS
WPSL - WP STEWART & CO
WSFL - WOODSTOCK HOLDINGS
WTEC - WESTECHCAPITAL
XBB.CAT - iSHARES DEX UNIVERSE BOND INDEX FUND
XIC.CAT - iSHARES S&P/TSX CAPPED COMP INDEX FD
XIU.CAT - iSHARES S&P/TSX 60 INDEX FUND
XMD.CAT - ISHARES S&P/TSX COMPLETION IND UNIT
XRE.CAT - ISHARES CDN S&P/TSX CAPPED REIT INDX FND
XSB.CAT - iSHARES DEX SHORT TERM BOND INDEX FUND
ZGCO - ZIEGLER COMPANIES
ZMD.CAV - ZOOMED INC
